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We Provide Registered Investment Advisors with
Customized Compliance Consulting and Business Planning Services  
       
PHD Consulting Services has been providing compliance consulting and business planning services to registered investment advisers and other related financial service firms since 2006. Clients receive customized consulting services regarding their difficult investment adviser compliance and business planning issues. We can help you keep up with the rapidly changing regulatory environment that is now overtaking the financial industry.    
  
PHD Consulting Services is not a cookie cutter consulting firm, nor do we have a high priced marketing program and sales staff that your fees must support. We work with many registered investment adviser firms that have unique business structures, programs and relationships. We work with firms that: 
     
  • Have affiliations with broker-dealers or have associates licensed under broker-dealers;
  • Have affiliations with CPA firms, Insurance firms or other professional entities; 
  • Have multiple custodial relationships;
  • Conduct third party money management services;
  • Act as solicitors/referral advisers for other registered investment advisers;
  • Provide financial planning and wealth management services; and
  • Manage mutual funds and hedge funds.

For more detailed information or consulting fee quotes please contact PHD Consulting Services at: 

Phone - (402) 498-2663; or E-mail - phdoyle@tconl.com 

PHD Consulting Services is not a law firm and does not provide legal advice. For more information, please view our Consulting Disclosure webpage.

 

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