We
Provide Registered Investment Advisors with Customized Compliance Consulting and Business Planning Services
PHD
Consulting Services has been providing compliance consulting and business planning
services to registered investment advisers and other related financial service firms since 2006. Clients receive customized
consulting services regarding their difficult investment adviser compliance and business planning issues. We can help you keep up with the rapidly changing regulatory environment
that is now overtaking the financial industry.
PHD
Consulting Services is not a cookie cutter consulting firm,
nor do we have a high priced marketing program and sales staff that your fees must support. We work with many registered investment
adviser firms that have unique business structures, programs and relationships. We work with firms that: Have affiliations with broker-dealers or
have associates licensed under broker-dealers; Have
affiliations with CPA firms, Insurance firms or other professional entities; Have multiple custodial relationships; Conduct
third party money management services; Act as solicitors/referral
advisers for other registered investment advisers; Provide
financial planning and wealth management services; and Manage
mutual funds and hedge funds.
For more detailed information or consulting fee quotes please contact PHD Consulting
Services at: Phone - (402) 498-2663; or E-mail - phdoyle@tconl.com PHD Consulting Services is not a law firm and does not provide legal
advice. For more information, please view our Consulting Disclosure webpage.
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